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WILLIAMS SONOMA INC — Director's Dealing 2016
Apr 23, 2016
30242_dirs_2016-04-22_e714d113-83f4-456f-ae49-a3d36793766c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2016-04-20
Reporting Person: King David Randolph (SVP GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-20 | Common Stock | M | 2091 | — | Acquired | 16360 | Direct |
| 2016-04-20 | Common Stock | F | 786 | $59.69 | Disposed | 15574 | Direct |
| 2016-04-22 | Common Stock | M | 2377 | — | Acquired | 17951 | Direct |
| 2016-04-22 | Common Stock | F | 1197 | $58.70 | Disposed | 16754 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-20 | Restricted Stock Units | $ | M | 2091 | Disposed | Common Stock (2091) | Direct | |
| 2016-04-22 | Restricted Stock Units | $ | M | 2377 | Disposed | Common Stock (2377) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 192 | Indirect |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 21, 2016.
F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2016, 2017, 2018, and 2019. Vesting of these units is subject to a performance metric.
F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F6: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2015, 2016, 2017 and 2018. Vesting of these units is subject to a performance metric.