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WILLIAMS SONOMA INC — Director's Dealing 2016
Sep 24, 2016
30242_dirs_2016-09-23_2cf6dd2d-0782-42ae-bc79-34a8189cab5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2016-09-21
Reporting Person: Hayes Janet (PRESIDENT WS BRAND)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-21 | Common Stock | S | 13158 | $49.64 | Disposed | 32776 | Direct |
| 2016-09-21 | Common Stock | M | 22004 | $40.87 | Acquired | 54780 | Direct |
| 2016-09-21 | Common Stock | F | 2040 | $49.70 | Disposed | 52740 | Direct |
| 2016-09-21 | Common Stock | D | 18095 | $49.70 | Disposed | 34645 | Direct |
| 2016-09-23 | Common Stock | S | 1869 | $50.48 | Disposed | 32776 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-21 | Stock Appreciation Rights | $40.87 | M | 22004 | Disposed | 2018-04-05 | Common Stock (22004) | Direct |
Footnotes
F1: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $49.61 to $49.65. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F4: These stock settled-stock appreciation rights became fully vested and exercisable on April 5, 2015.