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WILLIAMS SONOMA INC — Director's Dealing 2015
May 28, 2015
30242_dirs_2015-05-28_f9a718a2-d189-4f74-b7c3-d8194a5757a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2015-05-26
Reporting Person: STANGL SANDRA (PRESIDENT POTTERY BARN BRANDS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-26 | Common Stock | M | 50780 | $40.87 | Acquired | 101456 | Direct |
| 2015-05-26 | Common Stock | F | 12783 | $78.96 | Disposed | 88673 | Direct |
| 2015-05-26 | Common Stock | D | 26284 | $78.96 | Disposed | 62389 | Direct |
| 2015-05-26 | Common Stock | S | 23071 | $77.97 | Disposed | 39318 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-26 | Stock Appreciation Rights | $40.87 | M | 50780 | Disposed | 2018-04-05 | Common Stock (50780) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5822 | Indirect |
Footnotes
F1: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F2: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $77.64 to $78.88. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated May 26, 2015.
F5: These stock appreciation rights are fully vested and immediately exercisable.