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WILLIAMS SONOMA INC — Director's Dealing 2015
May 28, 2015
30242_dirs_2015-05-28_4d6d5353-5c49-4ddf-b737-abcdcada1495.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2015-05-26
Reporting Person: ALBER LAURA (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-26 | Common Stock | M | 136185 | $40.87 | Acquired | 494539 | Direct |
| 2015-05-26 | Common Stock | F | 34280 | $78.96 | Disposed | 460259 | Direct |
| 2015-05-26 | Common Stock | D | 70490 | $78.96 | Disposed | 389769 | Direct |
| 2015-05-26 | Common Stock | S | 64968 | $77.97 | Disposed | 324801 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-26 | Stock Appreciation Rights | $40.87 | M | 136185 | Disposed | 2018-04-05 | Common Stock (136185) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13264 | Indirect |
Footnotes
F1: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F2: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $77.62 to $78.90. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated May 26, 2015.
F5: These stock-settled stock appreciation rights are fully vested and immediately exercisable.