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WILLIAMS SONOMA INC — Director's Dealing 2015
May 28, 2015
30242_dirs_2015-05-28_0ae218f9-71f2-4947-be40-1996a4a8f81d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2015-05-26
Reporting Person: King David Randolph (SVP GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-26 | Common Stock | M | 8750 | $8.56 | Acquired | 20272 | Direct |
| 2015-05-26 | Common Stock | F | 3980 | $78.96 | Disposed | 16292 | Direct |
| 2015-05-26 | Common Stock | D | 949 | $78.96 | Disposed | 15343 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-26 | Stock Settled Stock Appreciation Right (ssar) | $8.56 | M | 8750 | Disposed | 2018-11-07 | Common Stock (8750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 188 | Indirect |
Footnotes
F1: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F2: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated May 26, 2015.
F4: These stock-settled stock appreciation rights are fully vested and immediately exercisable.