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WILLIAMS SONOMA INC — Director's Dealing 2015
Jun 6, 2015
30242_dirs_2015-06-05_ab48925a-8643-4914-a913-73a8b3fa5eca.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2015-05-29
Reporting Person: Brett James W. Jr. (PRESIDENT WEST ELM BRAND)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21251 | Direct |
| Common Stock | 1838 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (20043) | Direct | ||
| Restricted Stock Units | $ | Common Stock (16882) | Direct | ||
| Restricted Stock Units | $ | Common Stock (23973) | Direct | ||
| Restricted Stock Units | $ | Common Stock (22872) | Direct | ||
| Restricted Stock Units | $ | Common Stock (13070) | Direct |
Footnotes
F1: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated June 4, 2015.
F2: These restricted stock units will vest on 4/16/2016. Vesting of these units is subject to a performance metric.
F3: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F4: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F5: These restricted stock units will vest in two equal parts on 4/26/2016 and 4/26/2017. Vesting of these units is subject to a performance metric.
F6: These restricted stock units will vest in three equal parts on 4/22/2016, 4/22/2017, and 4/22/2018. Vesting of these units is subject to a performance metric.
F7: These restricted stock units will vest in four equal parts on 4/20/2016, 4/20/2017, 4/20/2018, and 4/20/2019. Vesting of these units is subject to a performance metric.