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WILLIAMS SONOMA INC — Director's Dealing 2015
Jun 11, 2015
30242_dirs_2015-06-10_1a5a7f44-d6b6-4bb4-bd44-65a7cf7f7030.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2015-06-08
Reporting Person: DILLON ADRIAN T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-08 | Common Stock | M | 7750 | $34.13 | Acquired | 80759 | Indirect |
| 2015-06-08 | Common Stock | D | 3362 | $78.69 | Disposed | 77397 | Indirect |
| 2015-06-08 | Common Stock | M | 15500 | $39.80 | Acquired | 92897 | Indirect |
| 2015-06-08 | Common Stock | S | 15500 | $78.78 | Disposed | 77397 | Indirect |
| 2015-06-10 | Common Stock | S | 4388 | $78.56 | Disposed | 73009 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-08 | Stock Settled Stock Appreciation Right (ssar) | $34.13 | M | 7750 | Disposed | 2017-05-16 | Common Stock (7750) | Direct |
| 2015-06-08 | Non-qualified Stock Option (Right to Buy) | $39.80 | M | 15500 | Disposed | 2016-05-23 | Common Stock (15500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2300 | Indirect |
Footnotes
F1: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F2: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $78.57 to $79.02. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $78.56 to $78.57. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: These stock-settled stock appreciation rights are fully vested and immediately exercisable.
F5: These stock options are fully vested and immediately exercisable.