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WILLIAMS SONOMA INC — Director's Dealing 2015
Nov 10, 2015
30242_dirs_2015-11-10_f09e5f7f-7a17-4d39-b61e-b8b23e768b87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2015-11-09
Reporting Person: King David Randolph (SVP GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-09 | Common Stock | M | 2850 | — | Acquired | 11067 | Direct |
| 2015-11-09 | Common Stock | F | 1488 | $75.04 | Disposed | 9579 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-09 | Restricted Stock Units | $ | M | 2850 | Disposed | Common Stock (2850) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 190 | Indirect |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated November 9, 2015.
F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4: These restricted stock units vest in two equal parts on 11/9/2013 and 11/9/2015.
F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.