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WILLIAMS SONOMA INC — Director's Dealing 2014
Mar 20, 2014
30242_dirs_2014-03-19_f20444ab-8e64-4528-a758-5af36fd2c714.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2014-03-17
Reporting Person: Hayes Janet (PRESIDENT WS BRAND)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-17 | Common Stock | M | 1250 | $8.01 | Acquired | 6197 | Direct |
| 2014-03-17 | Common Stock | F | 408 | $64.51 | Disposed | 5789 | Direct |
| 2014-03-17 | Common Stock | D | 156 | $64.51 | Disposed | 5633 | Direct |
| 2014-03-17 | Common Stock | M | 22006 | $40.87 | Acquired | 27639 | Direct |
| 2014-03-17 | Common Stock | F | 3031 | $64.51 | Disposed | 24608 | Direct |
| 2014-03-17 | Common Stock | D | 13942 | $64.51 | Disposed | 10666 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-17 | Stock Appreciation Rights | $8.01 | M | 1250 | Disposed | 2018-12-19 | Common Stock (1250) | Direct |
| 2014-03-17 | Stock Appreciation Rights | $40.87 | M | 22006 | Disposed | 2018-04-05 | Common Stock (22006) | Direct |
Footnotes
F1: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F2: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: These stock settled stock appreciation rights are fully vested and immediately exercisable.
F4: Of these stock settled stock appreciation rights, 22,006 are fully vested and exercisable and 11,002 vest on each of 4/5/2014 and 4/5/2015.