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WILLIAMS SONOMA INC — Director's Dealing 2014
Mar 21, 2014
30242_dirs_2014-03-20_a724c2b9-f8b8-412b-bfbd-81d7c830db57.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2014-03-18
Reporting Person: CONNOLLY PAT (Director, EVP CMO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-18 | Common Stock | M | 60000 | $8.56 | Acquired | 579859 | Direct |
| 2014-03-18 | Common Stock | F | 25101 | $66.76 | Disposed | 554758 | Direct |
| 2014-03-18 | Common Stock | D | 7694 | $66.76 | Disposed | 547064 | Direct |
| 2014-03-19 | Common Stock | M | 50000 | $32.39 | Acquired | 597064 | Direct |
| 2014-03-19 | Common Stock | S | 77205 | $66.1713 | Disposed | 519859 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-18 | Stock Appreciation Rights | $8.56 | M | 60000 | Disposed | 2018-11-07 | Common Stock (60000) | Direct |
| 2014-03-19 | Non-qualified Stock Option (Right to Buy) | $32.39 | M | 50000 | Disposed | 2014-06-30 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 37851 | Indirect |
| Common Stock | 225000 | Indirect |
Footnotes
F1: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F2: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $65.66 to $66.61. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 18, 2014.
F5: These stock-settled stock appreciation rights are fully vested and immediately exercisable.
F6: These stock options are fully vested and immediately exercisable.