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WILLIAMS SONOMA INC — Director's Dealing 2014
Mar 21, 2014
30242_dirs_2014-03-20_f05034a5-c30f-491d-8d49-e0a61397f1ee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2014-03-18
Reporting Person: ALBER LAURA (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-18 | Common Stock | M | 50000 | $34.89 | Acquired | 183589 | Direct |
| 2014-03-18 | Common Stock | F | 10268 | $66.76 | Disposed | 173321 | Direct |
| 2014-03-18 | Common Stock | D | 26131 | $66.76 | Disposed | 147190 | Direct |
| 2014-03-18 | Common Stock | M | 50000 | $27.72 | Acquired | 197190 | Direct |
| 2014-03-18 | Common Stock | F | 15257 | $66.76 | Disposed | 181933 | Direct |
| 2014-03-18 | Common Stock | D | 20761 | $66.76 | Disposed | 161172 | Direct |
| 2014-03-18 | Common Stock | S | 27583 | $66.2614 | Disposed | 133589 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-18 | Stock Appreciation Rights | $34.89 | M | 50000 | Disposed | 2017-03-27 | Common Stock (50000) | Direct |
| 2014-03-18 | Stock Appreciation Rights | $27.72 | M | 50000 | Disposed | 2020-03-25 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13056 | Indirect |
Footnotes
F1: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F2: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $66.03 to $66.55. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 18, 2014.
F5: These stock-settled stock appreciation rights are fully vested and immediately exercisable.
F6: These stock-settled stock appreciation rights vest in four equal annual installments on each anniversary of the grant date.