AI assistant
WILLIAMS SONOMA INC — Director's Dealing 2014
Apr 30, 2014
30242_dirs_2014-04-29_4de1c2ab-a25a-4dc8-ab00-680d5a412abe.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2014-04-26
Reporting Person: Whalen Julie (EVP CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-26 | Common Stock | M | 6330 | — | Acquired | 18991 | Direct |
| 2014-04-26 | Common Stock | F | 3303 | $62.27 | Disposed | 15688 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-26 | Restricted Stock Units | $ | M | 6330 | Disposed | Common Stock (6330) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 918 | Indirect |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 26, 2014.
F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4: The restricted stock units vest in four installments on each anniversary of the grant date in 2014, 2015, 2016 and 2017. Vesting of these units is subject to a performance metric.
F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.