AI assistant
WILLIAMS SONOMA INC — Director's Dealing 2014
May 30, 2014
30242_dirs_2014-05-29_87c2b5da-5acc-440e-a5db-0a7fda81a2d7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2014-05-27
Reporting Person: King David Randolph (SVP GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-27 | Common Stock | M | 8750 | $8.56 | Acquired | 25330 | Direct |
| 2014-05-27 | Common Stock | F | 3991 | $67.98 | Disposed | 21339 | Direct |
| 2014-05-27 | Common Stock | D | 1102 | $67.98 | Disposed | 20237 | Direct |
| 2014-05-29 | Common Stock | S | 13007 | $68.08 | Disposed | 7230 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-27 | Stock Settled Stock Appreciation Right (ssar) | $8.56 | M | 8750 | Disposed | 2018-11-07 | Common Stock (8750) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 185 | Indirect |
Footnotes
F1: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F2: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated May 27, 2014.
F4: These stock-settled stock appreciation rights are fully vested and immediately exercisable.