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WILLIAMS SONOMA INC — Director's Dealing 2014
Aug 1, 2014
30242_dirs_2014-08-01_5ce3cc9c-bcb6-42e9-a312-4df9ff375092.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2014-07-30
Reporting Person: Whalen Julie (EVP CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-07-30 | Common Stock | M | 21375 | — | Acquired | 37063 | Direct |
| 2014-07-30 | Common Stock | F | 11154 | $67.98 | Disposed | 25909 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-30 | Restricted Stock Units | $ | M | 21375 | Disposed | Common Stock (21375) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 921 | Indirect |
Footnotes
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated July 30, 2014.
F3: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F4: The restricted stock units vest in two installments on July 30, 2014 and 2016. Vesting of these units is subject to a performance metric.
F5: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.