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WILLIAMS SONOMA INC — Director's Dealing 2014
Nov 26, 2014
30242_dirs_2014-11-26_11f7e8c9-edb1-43e0-87d3-5a14e37fd5f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2014-11-25
Reporting Person: ALBER LAURA (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-27 | Common Stock | G | 1200 | — | Disposed | 319070 | Direct |
| 2014-11-25 | Common Stock | M | 50000 | $27.72 | Acquired | 369070 | Direct |
| 2014-11-25 | Common Stock | F | 16437 | $74.92 | Disposed | 352633 | Direct |
| 2014-11-25 | Common Stock | D | 18500 | $74.92 | Disposed | 334133 | Direct |
| 2014-11-25 | Common Stock | M | 50000 | $40.87 | Acquired | 384133 | Direct |
| 2014-11-25 | Common Stock | F | 11858 | $74.92 | Disposed | 372275 | Direct |
| 2014-11-25 | Common Stock | D | 27276 | $74.92 | Disposed | 344999 | Direct |
| 2014-11-25 | Common Stock | S | 25929 | $74.3188 | Disposed | 319070 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-25 | Stock Appreciation Rights | $27.72 | M | 50000 | Disposed | 2020-03-25 | Common Stock (50000) | Direct |
| 2014-11-25 | Stock Appreciation Rights | $40.87 | M | 50000 | Disposed | 2018-04-05 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13161 | Indirect |
Footnotes
F1: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F2: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $74.02 to $75.14. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated November 25, 2014.
F5: These stock-settled stock appreciation rights are fully vested and immediately exercisable.
F6: These stock-settled stock appreciation rights vest in four equal annual installments on each anniversary of the grant date.