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WILLIAMS SONOMA INC — Director's Dealing 2013
Jun 13, 2013
30242_dirs_2013-06-12_83c146d8-a1a7-40dd-9c94-1e26c4e7f23b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2013-06-10
Reporting Person: ALBER LAURA (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-10 | Common Stock | M | 60000 | $38.84 | Acquired | 194250 | Direct |
| 2013-06-10 | Common Stock | S | 60000 | $54.2626 | Disposed | 134250 | Direct |
| 2013-06-11 | Common Stock | M | 40000 | $30.34 | Acquired | 174250 | Direct |
| 2013-06-11 | Common Stock | F | 9182 | $54.17 | Disposed | 165068 | Direct |
| 2013-06-11 | Common Stock | D | 22404 | $54.17 | Disposed | 142664 | Direct |
| 2013-06-11 | Common Stock | S | 8414 | $53.3897 | Disposed | 134250 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-10 | Non-qualified Stock Option (Right to Buy) | $38.84 | M | 60000 | Disposed | 2015-05-27 | Common Stock (60000) | Direct |
| 2013-06-11 | Stock Settled Stock Appreciation Right (ssar) | $30.34 | M | 40000 | Disposed | 2016-09-12 | Common Stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12861 | Indirect |
Footnotes
F1: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $54.07 to $54.44. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F4: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $53.17 to $53.68. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated June 10, 2013.
F6: These stock options are fully vested and immediately exercisable.
F7: These stock appreciation rights are fully vested and immediately exercisable.