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WILLIAMS SONOMA INC — Director's Dealing 2013
Sep 20, 2013
30242_dirs_2013-09-19_369067ef-be1d-47cc-84e4-2d7e37288377.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2013-09-17
Reporting Person: ALBER LAURA (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-17 | Common Stock | M | 100000 | $27.72 | Acquired | 234250 | Direct |
| 2013-09-17 | Common Stock | F | 26822 | $57.04 | Disposed | 207428 | Direct |
| 2013-09-17 | Common Stock | D | 48598 | $57.04 | Disposed | 158830 | Direct |
| 2013-09-17 | Common Stock | S | 24580 | $57.508 | Disposed | 134250 | Direct |
| 2013-09-17 | Common Stock | G | 661 | — | Disposed | 133589 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-17 | Stock Appreciation Rights | $27.72 | M | 100000 | Disposed | 2020-03-25 | Common Stock (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12928 | Indirect |
Footnotes
F1: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F2: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $57.10 to $58.03. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated September 17, 2013.
F5: These stock settled stock appreciation rights vest in four equal annual installments on each anniversary of the grant date.