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WILLIAMS SONOMA INC — Director's Dealing 2013
Mar 27, 2013
30242_dirs_2013-03-27_c6e09f7c-094d-4de6-8e1e-a115de8c120b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2013-03-26
Reporting Person: STANGL SANDRA (PRESIDENT POTTERY BARN BRANDS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-26 | Common Stock | M | 10000 | $27.00 | Acquired | 23896 | Direct |
| 2013-03-26 | Common Stock | S | 10000 | $50.7688 | Disposed | 13896 | Direct |
| 2013-03-27 | Common Stock | M | 12500 | $8.01 | Acquired | 26396 | Direct |
| 2013-03-27 | Common Stock | F | 3961 | $51.03 | Disposed | 22435 | Direct |
| 2013-03-27 | Common Stock | D | 1963 | $51.03 | Disposed | 20472 | Direct |
| 2013-03-27 | Common Stock | S | 6576 | $50.6974 | Disposed | 13896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-26 | Non-qualified Stock Option (Right to Buy) | $27.00 | M | 10000 | Disposed | 2013-09-29 | Common Stock (10000) | Direct |
| 2013-03-27 | Stock Appreciation Rights | $8.01 | M | 12500 | Disposed | 2018-12-19 | Common Stock (12500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5196 | Indirect |
Footnotes
F1: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $50.72 to $50.82. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F3: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
F4: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $50.59 to $50.77. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 26, 2013.
F6: These stock options are fully vested and immediately exercisable.
F7: These stock appreciation rights are fully vested and immediately exercisable.