Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

WILLIAMS SONOMA INC Director's Dealing 2013

Mar 27, 2013

30242_dirs_2013-03-27_c6e09f7c-094d-4de6-8e1e-a115de8c120b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WILLIAMS SONOMA INC (WSM)
CIK: 0000719955
Period of Report: 2013-03-26

Reporting Person: STANGL SANDRA (PRESIDENT POTTERY BARN BRANDS)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-03-26 Common Stock M 10000 $27.00 Acquired 23896 Direct
2013-03-26 Common Stock S 10000 $50.7688 Disposed 13896 Direct
2013-03-27 Common Stock M 12500 $8.01 Acquired 26396 Direct
2013-03-27 Common Stock F 3961 $51.03 Disposed 22435 Direct
2013-03-27 Common Stock D 1963 $51.03 Disposed 20472 Direct
2013-03-27 Common Stock S 6576 $50.6974 Disposed 13896 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-03-26 Non-qualified Stock Option (Right to Buy) $27.00 M 10000 Disposed 2013-09-29 Common Stock (10000) Direct
2013-03-27 Stock Appreciation Rights $8.01 M 12500 Disposed 2018-12-19 Common Stock (12500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5196 Indirect

Footnotes

F1: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $50.72 to $50.82. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.

F3: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.

F4: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $50.59 to $50.77. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 26, 2013.

F6: These stock options are fully vested and immediately exercisable.

F7: These stock appreciation rights are fully vested and immediately exercisable.