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WHITEHAVEN COAL LIMITED Major Shareholding Notification 2021

Jul 8, 2021

66059_rns_2021-07-08_4c49a41a-d542-4a9b-9fc0-fa254c384e12.pdf

Major Shareholding Notification

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Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To: Company Name/Scheme Whitehaven Coal Limited Level 28, 259 George Street Sydney NSW 2000

ACN/ARSN: ACN 124 425 396

1. Details of substantial holder (1)

Name Lazard Asset Management Pacific Co ACN/ARSN (if applicable) ACN 064 523 619

The holder ceased to be a substantial holder on 7 July 2021 The previous notice was given to the company on 9 June 2021 The previous notice was dated 9 June 2021

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:


as follows:
Date
of
change
Person
whose
relevant
interest
changed
Nature
of
change (4)
Consideration
given in relation
to change (5)
Class (6) and
number
of
securities
affected
Person's
votes
affected
See Annexure B

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
See Annexure A Related bodies corporate

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Lazard Asset Management Pacific Co
and its associates listed in Annexure A
Level 39, Gateway
1 Macquarie Place
SYDNEY NSW 2000

Signature

print name
sign here
Apnavi Saddington
capacity
Company Secretary
date
9 July 2021

Annexure ‘A’

This is Annexure A of 1 page referred to in Form 605 Notice of ceasing to be a substantial holder signed by me and dated 9 July 2021.

Apnavi Saddington 9 July 2021 Company Secretary Dated

Associates of Lazard Asset Management Pacific Co. ACN 064 523 619

Lazard Ltd Lazard Group LLC Lazard Frères & Co LLC Lazard Asset Management LLC Lazard Asset Management Securities LLC Lazard Brothers & Co., Ltd. Lazard Asset Management (Canada), Inc. Lazard Pension Management, Inc Lazard Asset Management Limited, London Lazard Japan Asset Management KK Deutsche Lazard Asset Management Holding GmbH Lazard Asset Management (Deutschland) GmbH Lazard Funds Marketing GmbH, Frankfurt Lazard Alternatives LLC Lazard Investment Funds Limited, Dublin Lazard Fund Managers (Ireland) Limited Lazard Fund Managers Limited, London Lazard Debt Recovery Management LLC LAMP Administration Pty Ltd Lazard Pty Ltd Lazard Asset Management (Hong Kong) Limited Lazard Korea Asset Management Co. Ltd Lazard Asset Management Securities LLC Lazard Asset Management (Singapore) Pte Ltd Lazard Asset Management Schweiz AG Lazard Gulf Limited

1

Annexure ‘B’

This is Annexure B of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder, signed by me and dated 9 July 2021

Apnavi Saddington 9 July 2021 Company Secretary Dated Lazard Asset Management Pacific Co ACN: 064 523 619

1

Form 605

Annexure B - Changes in relevant interests

Date of
change
Person whose relevent interest changed Nature of change Consideration
given in relation
to change
AUD
Class and number of
securities affected
(All ordinary securities)
Person's votes
affected
8/6/2021 Lazard Asset Management Pacific Co and its associates
listed in Annexure A
Sell $59,966.19 32,808 32,808
9/6/2021 Lazard Asset Management Pacific Co and its associates
listed in Annexure A
Sell $821,836.01 425,048 425,048
10/6/2021 Lazard Asset Management Pacific Co and its associates
listed in Annexure A
Sell $5,817,913.45 2,901,623 2,901,623
15/6/2021 Lazard Asset Management Pacific Co and its associates
listed in Annexure A
Sell $1,218,543.57 580,835 580,835
16/6/2021 Lazard Asset Management Pacific Co and its associates
listed in Annexure A
Sell $1,166,916.88 575,437 575,437
17/6/2021 Lazard Asset Management Pacific Co and its associates
listed in Annexure A
Sell $116,940.39 64,740 64,740
23/6/2021 Lazard Asset Management Pacific Co and its associates
listed in Annexure A
Sell $23,457.31 12,159 12,159
25/6/2021 Lazard Asset Management Pacific Co and its associates
listed in Annexure A
Sell $567,637.24 289,148 289,148
6/7/2021 Lazard Asset Management Pacific Co and its associates
listed in Annexure A
Sell $1,862,636.32 873,246 873,246
7/7/2021 Lazard Asset Management Pacific Co and its associates
listed in Annexure A
Sell $4,139,177.69 2,026,754 2,026,754

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