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WHITEHAVEN COAL LIMITED Major Shareholding Notification 2021

Oct 5, 2021

66059_rns_2021-10-05_47ed7a72-dbc0-47ae-b668-e16e0e38c662.pdf

Major Shareholding Notification

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Form 605 page 1/1 13 March 2000
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme Whitehaven Coal Limited (WHC)
ACN/ARSN ACN 124 425 396
Details of substantial holder (1)
1.
Name Fritz Kundrun
ACN/ARSN (if applicable) N/A
substantial holder on
The previous notice was given to the company on
The previous notice was dated
Changes in relevant interests
2.
Date of
change
Person
whose
relevant
interest
4/10/2021
3/09/2021
2/09/2021
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or
scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Nature of
change (4)
Consideration
given in relation
to change (5)
Class (6) and
number of
securities
affected
affected Person's votes
10/09/2021 Fritz Kundrun On market sale of shares by
2011 FRK CRT Holdings LLC
US\$2,196,006 999,999 ordinary shares
(fully paid)
999.999
24/09/2021 Fritz Kundrun On market sale of shares by
2011 FRK CRT Holdings LLC
US\$2 1 ordinary shares (fully
paid)
27/09/2021 Fritz Kundrun On market sale of shares by
2011 FRK CRT Holdings LLC
US\$1,690,715 731,776 ordinary shares
(fully paid)
731.776
28/09/2021 Fritz Kundrun On market sale of shares by
2011 FRK CRT Holdings LLC
US\$617,689 268,222 ordinary shares 268,222
(fully paid)
29/09/2021 Fritz Kundrun On market sale of shares by
2011 FRK CRT Holdings LLC
US\$2,370,990 999,999 ordinary shares
(fully paid)
999,999
1/10/2021 Fritz Kundrun On market sale of shares by
2011 FRK CRT Holdings LLC
US\$6,851,293 2,869,271 ordinary
shares (fully paid)
2,869,271
4/10/2021 Fritz Kundrun On market sale of shares by
2011 FRK CRT Holdings LLC
US\$10,990,243 4,434,293 ordinary
shares (fully paid)
4,434,293

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
IN/A N/A
4. Addresses
The addresses of persons named in this form are as follows:
Name
Address
Fritz Kundrun C/- AMCI Investments Pty Ltd, Level 32 Gateway, 1 Macquarie Place, Sydney NSW 2000
C/- AMCI Investments Pty Ltd, Level 32 Gateway, 1 Macquarie Place, Sydney NSW 2000
Signature
print name Fritz Kundrun capacity -
sign here 5 September 2021
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
is clearly set out in paragraph 4 of the form. trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,
they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
(2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(3) See the definition of "associate" in section 9 of the Corporations Act 2001.
(4) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy
of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract.
scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(5) Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was adpuired has, or
may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a
contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitidns, even if they
are not paid directly to the person from whom the relevant interest was acquired.
(6) The voting shares of a company constitute one class unless divided into separate classes.
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

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