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WHITEHAVEN COAL LIMITED — Major Shareholding Notification 2021
Oct 5, 2021
66059_rns_2021-10-05_47ed7a72-dbc0-47ae-b668-e16e0e38c662.pdf
Major Shareholding Notification
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| Form 605 | page 1/1 | 13 March 2000 | |||||
|---|---|---|---|---|---|---|---|
| Corporations Act 2001 Section 671B |
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| Notice of ceasing to be a substantial holder | |||||||
| To Company Name/Scheme | Whitehaven Coal Limited (WHC) | ||||||
| ACN/ARSN | ACN 124 425 396 | ||||||
| Details of substantial holder (1) 1. |
|||||||
| Name | Fritz Kundrun | ||||||
| ACN/ARSN (if applicable) | N/A | ||||||
| substantial holder on The previous notice was given to the company on The previous notice was dated Changes in relevant interests 2. |
Date of change |
Person whose relevant interest |
4/10/2021 3/09/2021 2/09/2021 Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
affected | Person's votes |
| 10/09/2021 | Fritz Kundrun | On market sale of shares by 2011 FRK CRT Holdings LLC |
US\$2,196,006 | 999,999 ordinary shares (fully paid) |
999.999 | ||
| 24/09/2021 | Fritz Kundrun | On market sale of shares by 2011 FRK CRT Holdings LLC |
US\$2 | 1 ordinary shares (fully paid) |
|||
| 27/09/2021 | Fritz Kundrun | On market sale of shares by 2011 FRK CRT Holdings LLC |
US\$1,690,715 | 731,776 ordinary shares (fully paid) |
731.776 | ||
| 28/09/2021 | Fritz Kundrun | On market sale of shares by 2011 FRK CRT Holdings LLC |
US\$617,689 | 268,222 ordinary shares 268,222 (fully paid) |
|||
| 29/09/2021 | Fritz Kundrun | On market sale of shares by 2011 FRK CRT Holdings LLC |
US\$2,370,990 | 999,999 ordinary shares (fully paid) |
999,999 | ||
| 1/10/2021 | Fritz Kundrun | On market sale of shares by 2011 FRK CRT Holdings LLC |
US\$6,851,293 | 2,869,271 ordinary shares (fully paid) |
2,869,271 | ||
| 4/10/2021 | Fritz Kundrun | On market sale of shares by 2011 FRK CRT Holdings LLC |
US\$10,990,243 | 4,434,293 ordinary shares (fully paid) |
4,434,293 |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association | |||
|---|---|---|---|---|
| IN/A | N/A | |||
| 4. Addresses | ||||
| The addresses of persons named in this form are as follows: Name |
Address | |||
| Fritz Kundrun | C/- AMCI Investments Pty Ltd, Level 32 Gateway, 1 Macquarie Place, Sydney NSW 2000 C/- AMCI Investments Pty Ltd, Level 32 Gateway, 1 Macquarie Place, Sydney NSW 2000 |
| Signature | |||||
|---|---|---|---|---|---|
| print name | Fritz Kundrun | capacity - | |||
| sign here | 5 September 2021 | ||||
| DIRECTIONS | |||||
| (1) | If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and | ||||
| is clearly set out in paragraph 4 of the form. | trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members |
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| (2) | See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. | ||||
| (3) | See the definition of "associate" in section 9 of the Corporations Act 2001. | ||||
| (4) | Include details of: | ||||
| (a) | any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract. scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and |
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| (b) | any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). |
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| See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. | |||||
| (5) | Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was adpuired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitidns, even if they are not paid directly to the person from whom the relevant interest was acquired. |
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| (6) | The voting shares of a company constitute one class unless divided into separate classes. | ||||
| (7) | Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. |
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