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WHIRLPOOL CORP /DE/ — Director's Dealing 2024
Jan 8, 2024
31015_dirs_2024-01-08_3a27fe71-db9e-4052-9ef6-c27bf1a612a0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2024-01-01
Reporting Person: Beaufils Ludovic (EVP, KASA)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9978 | Direct |
| Common Stock | 1534.148 | Indirect |
| Common Stock | 1124.298 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $139.36 | 2029-02-18 | Common Stock (948) | Direct | |
| Employee Stock Options (Right to Buy) | $152.16 | 2030-02-17 | Common Stock (1796) | Direct | |
| Employee Stock Options (Right to Buy) | $199.93 | 2031-02-15 | Common Stock (1645) | Direct | |
| Employee Stock Options (Right to Buy) | $196.62 | 2032-02-14 | Common Stock (2031) | Direct | |
| Employee Stock Options (Right to Buy) | $145 | 2033-02-20 | Common Stock (3054) | Direct | |
| Restricted Stock Units | $ | Common Stock (2500) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1500) | Direct | ||
| Restricted Stock Units | $ | Common Stock (4000) | Direct |
Footnotes
F1: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.
F2: The stock options became exercisable in three substantially equal annual installments beginning on March 1, 2020. Of the 2,847 options that were granted, 1,899 were exercised prior to the reporting person becoming a Section 16 executive officer.
F3: The stock options became exercisable in three substantially equal annual installments beginning on March 1, 2021. Of the 2,696 options that were granted, 900 were exercised prior to the reporting person becoming a Section 16 executive officer.
F4: The options became exercisable in three substantially equal annual installments beginning on March 1, 2022.
F5: The options became exercisable in three equal annual installments beginning on March 1, 2023.
F6: The options become exercisable in three equal annual installments beginning on March 1, 2024.
F7: The 5,000 restricted stock units granted on February 17, 2020 have one remaining vest date, August 1, 2024, for an amount of 2,500 restricted stock units, which will vest and convert one-for-one to shares on that date.
F8: The 3,000 restricted stock units granted on August 1, 2020 have one remaining vest date, August 1, 2024, for an amount of 1,500 restricted stock units, which will vest and convert one-for-one to shares on that date.
F9: The 4,000 restricted stock units granted on December 15, 2022 will vest equally and convert one-for-one to shares on December 15, 2024 and December 15, 2026.