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WHIRLPOOL CORP /DE/ — Director's Dealing 2024
May 9, 2024
31015_dirs_2024-05-09_1549eb29-c8b6-44ab-bb4d-64509184c408.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2024-05-01
Reporting Person: Warner Roxanne (SVP & Corporate Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4684 | Direct |
| Common Stock | 178.44 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (1000) | Direct | ||
| Restricted Stock Units | $ | Common Stock (3750) | Direct | ||
| Restricted Stock Units | $ | Common Stock (140) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1500) | Direct | ||
| Restricted Stock Units | $ | Common Stock (199) | Direct | ||
| Restricted Stock Units | $ | Common Stock (199) | Direct | ||
| Restricted Stock Units | $ | Common Stock (855) | Direct | ||
| Deferred Stock | $0 | Common Stock (418.11) | Indirect |
Footnotes
F1: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.
F2: The restricted stock units, granted on August 1, 2020 in the amount of 2,000 restricted stock units, have one remaining vest date, August 1, 2024, in the amount of 1,000 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date.
F3: The restricted stock units, granted on February 15, 2021 in the amount of 7,500 restricted stock units, have one remaining vest date, February 15, 2025, in the amount of 3,750 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date.
F4: The restricted stock units, granted on February 14, 2022 in the amount of 419 restricted stock units, have one remaining vest date, March 1, 2025, in the amount of 140 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date.
F5: The restricted stock units, granted on December 15, 2022 in the amount of 3,000 restricted stock units, have one remaining vest date, December 15, 2025, in the amount of 1,500 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date.
F6: The restricted stock units, granted on February 20, 2023 in the amount of 298 restricted stock units, have two remaining vest dates, March 1, 2025 and March 1, 2026, in the amount of 99 and 100 restricted stock units, respectively. The remaining restricted stock units will vest and convert one-for-one to shares on those dates.
F7: The restricted stock units, granted on February 20, 2023 in the amount of 299 restricted stock units, have two remaining vest dates, March 1, 2025 and March 1, 2026, in the amount of 99 and 100 restricted stock units, respectively. The remaining restricted stock units will vest and convert one-for-one to shares on those dates
F8: The restricted stock units, granted on February 19, 2024 in the amount of 855 restricted stock units will vest in substantially equal installments and convert one-for-one to shares on March 1, 2025, March 1, 2026 and March 1, 2027, respectively.
F9: Represents shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.