WHIRLPOOL CORP /DE/ — Director's Dealing 2023

Apr 27, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2023-04-18

Reporting Person: Harter Ava (EVP & Chief Legal Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7292.502	Direct
Common	9.40	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Options (Right to Buy)	$199.93	2031-02-15	Common Stock (7151.0)		Direct
Employee Stock Options (Right to Buy)	$196.62	2032-02-14	Common Stock (7336.0)		Direct
Employee Stock Options (Right to Buy)	$145.0	2033-02-20	Common Stock (12846.0)		Direct
Restricted Stock Units	$		Common Stock (20000.0)		Direct
Restricted Stock Units	$		Common Stock (7000.0)		Direct

Footnotes

F1: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.

F2: The stock options became exercisable in three substantially equal annual installments beginning on February 15, 2022.

F3: The stock options became exercisable in three substantially equal annual installments beginning on February 14, 2023.

F4: The stock options become exercisable in three substantially equal annual installments beginning on February 20, 2024.

F5: The restricted stock units were granted on February 15, 2021. The first installment of 10,000 shares vested and converted one-for-one to shares prior to the reporting person becoming a Section 16 executive officer. The second installment of 10,000 shares will vest on February 15, 2025 and convert one-for-one to shares then.

F6: The restricted stock units, granted on December 15, 2022, will vest in two equal installments on December 15, 2024 and December 15, 2026 and convert one-for-one to shares on those dates.