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WHIRLPOOL CORP /DE/ — Director's Dealing 2023
Apr 27, 2023
31015_dirs_2023-04-26_18d498b7-4926-48b7-907d-c668a59e17a0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2023-04-18
Reporting Person: Martin Carey L (EVP & Chief HR Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17527.744 | Direct |
| Common Stock | 64.028 | Indirect |
| Common Stock | 16805.605 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $213.23 | 2025-02-16 | Common Stock (786.0) | Direct | |
| Employee Stock Options (Right to Buy) | $139.36 | 2029-02-18 | Common Stock (7510.0) | Direct | |
| Employee Stock Options (Right to Buy) | $152.16 | 2030-02-17 | Common Stock (12799.0) | Direct | |
| Employee Stock Options (Right to Buy) | $199.93 | 2031-02-15 | Common Stock (8289.0) | Direct | |
| Employee Stock Options (Right to Buy) | $196.62 | 2032-02-14 | Common Stock (8566.0) | Direct | |
| Employee Stock Options (Right to Buy) | $145.0 | 2033-02-20 | Common Stock (13581.0) | Direct | |
| Restricted Stock Units | $ | Common Stock (10000.0) | Direct | ||
| Restricted Stock Units | $ | Common Stock (7000.0) | Direct |
Footnotes
F1: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.
F2: The stock options became exercisable in three substantially equal annual installments beginning on February 16, 2016.
F3: The stock options became exercisable in three substantially equal annual installments beginning on February 18, 2020. Of the 11,266 options that were granted, 3,756 were exercised prior to the reporting person becoming a Section 16 executive officer.
F4: The stock options became exercisable in three substantially equal annual installments beginning on February 17, 2021.
F5: The stock options became exercisable in three substantially equal annual installments beginning on February 15, 2022.
F6: The stock options became exercisable in three substantially equal annual installments beginning on February 14, 2023.
F7: The stock options become exercisable in three substantially equal annual installments beginning on February 20, 2024.
F8: The restricted stock units, granted on August 1, 2020, will vest in two equal installments on August 1, 2023 and August 1, 2026 and convert one-for-one to shares on those dates.
F9: The restricted stock units, granted on December 15, 2022, will vest in two equal installments on December 15, 2024 and December 15, 2026 and convert one-for-one to shares on those dates.