WHIRLPOOL CORP /DE/ — Director's Dealing 2021

Apr 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2021-04-26

Reporting Person: Bitzer Marc R (Director, CHAIRMAN AND CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-22	Common	G	21287	—	Disposed	0	Direct
2021-03-22	Common Stock	G	21287	—	Acquired	100492	Indirect
2021-04-26	Common	M	64802	$139.36	Acquired	64802	Direct
2021-04-26	Common	S	1942	$234.33	Disposed	62860	Direct
2021-04-26	Common	S	8072	$235.36	Disposed	54788	Direct
2021-04-26	Common	S	40745	$236.37	Disposed	14043	Direct
2021-04-26	Common	S	13443	$237.29	Disposed	600	Direct
2021-04-26	Common	S	600	$238.66	Disposed	0	Direct
2021-04-27	Common	M	64110	$172.70	Acquired	64110	Direct
2021-04-27	Common	F	54041	$239.36	Disposed	10069	Direct
2021-04-27	Common	M	34201	$152.16	Acquired	44270	Direct
2021-04-27	Common	F	27175	$239.36	Disposed	17095	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-04-26	Employee Stock Option (Right to Buy)	$139.36	M	64802	Disposed	2029-02-18	Common Stock (64802.0)	Direct
2021-04-27	Employee Stock Option (Right to Buy)	$172.7	M	64110	Disposed	2028-02-19	Common (64110.0)	Direct
2021-04-27	Employee Stock Option (Right to Buy)	$152.16	M	34201	Disposed	2030-02-17	Common Stock (102597.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1994	Indirect
Common Stock	4547.725	Indirect

Footnotes

F1: The exercise of stock options on this Form 4 was effected pursuant to a previously established Rule 10b5-1 trading plan. Mr. Bitzer exercised stock options that were due to expire on 2/18/2029. The remaining stock options will vest on 2/18/2022.

F2: The sale of the 1,942 shares at prices ranging from $233.87 to $234.83. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

F3: The sale of 8,072 shares at prices ranging from $234.87 to $235.86. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

F4: The sale of 40,745 shares at prices ranging from $235.88 to $236.87. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

F5: The sale of 13,443 shares at prices ranging from $236.90 to $237.86. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

F6: The sale of 600 shares at $238.66.