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WHIRLPOOL CORP /DE/ — Director's Dealing 2021
May 12, 2021
31015_dirs_2021-05-12_52d6246d-d73c-42c2-8e9c-d6088b079947.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2021-05-10
Reporting Person: Peters James W (EXEC VICE PRESIDENT AND CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-28 | Common | G | 320 | — | Disposed | 18995 | Direct |
| 2021-04-28 | Common | G | 45 | — | Disposed | 18950 | Direct |
| 2021-04-28 | Common | G | 145 | — | Disposed | 18805 | Direct |
| 2021-05-10 | Common | M | 9000 | $172.70 | Acquired | 27805 | Direct |
| 2021-05-10 | Common | S | 7399 | $252.18 | Disposed | 20406 | Direct |
| 2021-05-10 | Common | S | 1501 | $253.55 | Disposed | 18905 | Direct |
| 2021-05-10 | Common | S | 100 | $255 | Disposed | 18805 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Employee Stock Option (Right to Buy) | $172.7 | M | 9000 | Disposed | 2028-02-19 | Common Stock (9000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4031.595 | Indirect |
Footnotes
F1: The sale of 7,399 shares of stock at prices ranging from $252.00 to $252.86. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
F2: The sale of 1,501 shares of stock at prices ranging from $253.51 to $253.59. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
F3: The sale of 100 shares of stock at $255.00.