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WHIRLPOOL CORP /DE/ — Director's Dealing 2021
May 12, 2021
31015_dirs_2021-05-12_d4e22c45-8406-4e97-9540-54e8c2aff697.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2021-05-10
Reporting Person: Bitzer Marc R (Director, CHAIRMAN AND CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-28 | Common Stock | G | 2000 | — | Disposed | 98492 | Indirect |
| 2021-05-06 | Common | G | 17095 | — | Disposed | 0 | Direct |
| 2021-05-06 | Common Stock | G | 17095 | — | Acquired | 115587 | Indirect |
| 2021-05-10 | Common | M | 45793 | $172.70 | Acquired | 45793 | Direct |
| 2021-05-10 | Common | S | 25749 | $252.39 | Disposed | 20044 | Direct |
| 2021-05-10 | Common | S | 4148 | $253.175 | Disposed | 15896 | Direct |
| 2021-05-10 | Common | S | 11768 | $254.73 | Disposed | 4128 | Direct |
| 2021-05-10 | Common | S | 3828 | $255.63 | Disposed | 300 | Direct |
| 2021-05-10 | Common | S | 300 | $256.36 | Disposed | 0 | Direct |
| 2021-05-11 | Common | M | 500 | $172.70 | Acquired | 500 | Direct |
| 2021-05-11 | Common | S | 500 | $250 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Employee Stock Option (Right to Buy) | $172.7 | M | 45793 | Disposed | 2028-02-19 | Common (45793.0) | Direct |
| 2021-05-11 | Employee Stock Option (Right to Buy) | $172.7 | M | 500 | Disposed | 2028-02-19 | Common (500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1994 | Indirect |
| Common Stock | 4547.725 | Indirect |
Footnotes
F1: The sale of the 25,749 shares of stock at prices ranging from $252.00 to $252.97. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
F2: The sale of the 4,148 shares of stock at prices ranging from $253.00 to $253.59. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
F3: The sale of the 11,768 shares of stock at prices ranging from $254.23 to $255.22. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
F4: The sale of the 3,828 shares of stock at prices ranging from $255.27 to $256.25. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
F5: The sale of the 300 shares of stock at $256.36.