WHIRLPOOL CORP /DE/ — Director's Dealing 2021

Feb 9, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2021-02-04

Reporting Person: Brega Joao Carlos (EXECUTIVE VICE PRESIDENT)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-04	Common	M	3000	$132.19	Acquired	30571	Direct
2021-02-04	Common	S	3000	$191.34	Disposed	27571	Direct
2021-02-05	Common	M	1866	$132.19	Acquired	29437	Direct
2021-02-05	Common	S	6866	$190.23	Disposed	22571	Direct
2021-02-08	Common Stock	M	4952	$138.56	Acquired	27523	Direct
2021-02-08	Common Stock	M	3291	$139.36	Acquired	30814	Direct
2021-02-08	Common Stock	S	8243	$199.53	Disposed	22571	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-04	Employee Stock Options (Right to Buy)	$132.19	M	3000	Disposed	2026-02-15	Common (3000.0)	Direct
2021-02-05	Employee Stock Options (Right to Buy)	$132.19	M	1866	Disposed	2026-02-15	Common (1866.0)	Direct
2021-02-08	Employee Stock Options (Right to Buy)	$138.56	M	4952	Disposed	2024-02-17	Common Stock (4952.0)	Direct
2021-02-08	Employee Stock Option (Right to Buy)	$139.36	M	3291	Disposed	2029-02-18	Common Stock (3291.0)	Direct

Footnotes

F1: Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares at prices ranging from $191.03 to $191.82. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

F2: Exercise of stock options that were due to expire on 2/15/26 and sale of the underlying shares, as well as an additional 5,000 directly held shares of common stock, at prices ranging from $190.00 to $190.58. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

F3: Exercise of stock options that were due to expire on 2/17/24 and 2/18/29, respectively, and sale of the underlying shares at prices ranging from $199.50 to $199.67. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.

F4: Aggregate beneficial holdings include shares acquired through dividend reinvestment plan.