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WHIRLPOOL CORP /DE/ — Director's Dealing 2021
Feb 23, 2021
31015_dirs_2021-02-23_12d4ea30-59d9-4c5c-803f-2198d575b8d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2021-02-19
Reporting Person: Liotine Joseph T. (EXEC VICE PRESIDENT & PRES NA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-19 | Common Stock | M | 3504 | — | Acquired | 27728.03 | Direct |
| 2021-02-19 | Common Stock | F | 1225 | $195.34 | Disposed | 26503.03 | Direct |
| 2021-02-19 | Common Stock | M | 776 | — | Acquired | 27279.03 | Direct |
| 2021-02-19 | Common Stock | F | 254 | $195.34 | Disposed | 27025.03 | Direct |
| 2021-02-19 | Common Stock | D | 194 | — | Disposed | 26831.03 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-19 | Restricted Stock Units | $ | M | 3504 | Disposed | Common (3504.0) | Direct | |
| 2021-02-19 | Restricted Stock Units | $ | M | 776 | Disposed | Common Stock (776.0) | Direct | |
| 2021-02-19 | Deferred Stock | $ | A | 194 | Acquired | Common Stock (194.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3437.323 | Indirect |
Footnotes
F1: Vesting of performance-based restricted stock unit award for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.
F2: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3: Upon the vesting of restricted stock units on 02/19/21, the reporting person deferred the receipt of 194 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 194 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.