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WHIRLPOOL CORP /DE/ Director's Dealing 2021

Feb 23, 2021

31015_dirs_2021-02-23_12d4ea30-59d9-4c5c-803f-2198d575b8d4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2021-02-19

Reporting Person: Liotine Joseph T. (EXEC VICE PRESIDENT & PRES NA)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-19 Common Stock M 3504 Acquired 27728.03 Direct
2021-02-19 Common Stock F 1225 $195.34 Disposed 26503.03 Direct
2021-02-19 Common Stock M 776 Acquired 27279.03 Direct
2021-02-19 Common Stock F 254 $195.34 Disposed 27025.03 Direct
2021-02-19 Common Stock D 194 Disposed 26831.03 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-19 Restricted Stock Units $ M 3504 Disposed Common (3504.0) Direct
2021-02-19 Restricted Stock Units $ M 776 Disposed Common Stock (776.0) Direct
2021-02-19 Deferred Stock $ A 194 Acquired Common Stock (194.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3437.323 Indirect

Footnotes

F1: Vesting of performance-based restricted stock unit award for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.

F2: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: Upon the vesting of restricted stock units on 02/19/21, the reporting person deferred the receipt of 194 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 194 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.