WHIRLPOOL CORP /DE/ — Director's Dealing 2021

Feb 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2021-02-19

Reporting Person: Wu Shengpo (EVP AND PRESIDENT, ASIA)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-19	Common Stock	M	1293	—	Acquired	8441	Direct
2021-02-19	Common Stock	F	254	$195.34	Disposed	8187	Direct
2021-02-19	Common Stock	D	647	—	Disposed	7540	Direct
2021-02-19	Common Stock	M	286	—	Acquired	7826	Direct
2021-02-19	Common Stock	F	57	$195.34	Disposed	7769	Direct
2021-02-19	Common Stock	D	143	—	Disposed	7626	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-19	Restricted Stock Units	$	M	1293	Disposed		Common Stock (1293.0)	Direct
2021-02-19	Deferred Stock	$	A	647	Acquired		Common Stock (647.0)	Direct
2021-02-19	Restricted Stock Units	$	M	286	Disposed		Common (286.0)	Direct
2021-02-19	Deferred Stock	$	A	143	Acquired		Common Stock (143.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	21.946	Indirect

Footnotes

F1: Vesting of performance-based restricted stock unit award for the 2018-2020 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.

F2: Upon the vesting of restricted stock units on 2/19/2021, the reporting person deferred the receipt of 647 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 647 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F3: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F4: Upon the vesting of restricted stock units on 2/19/2021, the reporting person deferred the receipt of 143 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 143 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.