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WHIRLPOOL CORP /DE/ — Director's Dealing 2021
Apr 29, 2021
31015_dirs_2021-04-29_14eb7091-785f-41fa-8598-ad89e72b20ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2021-04-28
Reporting Person: Peters James W (EXEC VICE PRESIDENT AND CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-28 | Common | M | 2176 | $132.19 | Acquired | 21491 | Direct |
| 2021-04-28 | Common | M | 12191 | $172.70 | Acquired | 33682 | Direct |
| 2021-04-28 | Common Stock | M | 14595 | $139.36 | Acquired | 48277 | Direct |
| 2021-04-28 | Common Stock | M | 8534 | $152.16 | Acquired | 56811 | Direct |
| 2021-04-28 | Common Stock | S | 21611 | $235.28 | Disposed | 35200 | Direct |
| 2021-04-28 | Common Stock | S | 9885 | $236.49 | Disposed | 25315 | Direct |
| 2021-04-28 | Common Stock | S | 6000 | $237.21 | Disposed | 19315 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-28 | Employee Stock Options (Right to Buy) | $132.19 | M | 2176 | Disposed | 2026-02-15 | Common Stock (2176.0) | Direct |
| 2021-04-28 | Employee Stock Option (Right to Buy) | $172.7 | M | 12191 | Disposed | 2028-02-19 | Common Stock (12191.0) | Direct |
| 2021-04-28 | Employee Stock Option (Right to Buy) | $139.36 | M | 14595 | Disposed | 2029-02-18 | Common Stock (14595.0) | Direct |
| 2021-04-28 | Employee Stock Option (Right to Buy) | $152.16 | M | 8534 | Disposed | 2030-02-17 | Common Stock (8534.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4031.595 | Indirect |
Footnotes
F1: The sale of the 21,611 shares at prices ranging from $235.00 to $235.95. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
F2: The sale of the 9,885 shares at prices ranging from $236.00 to $237.00. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
F3: The sale of the 6,000 shares at prices ranging from $237.01 to $237.59. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.