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WHIRLPOOL CORP /DE/ — Director's Dealing 2020
Feb 5, 2020
31015_dirs_2020-02-05_ec91cf77-0258-4cba-b666-73bcf448fc10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2020-02-03
Reporting Person: DICAMILLO GARY T (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-03 | Common Stock | S | 833 | $147.02 | Disposed | 5834 | Direct |
| 2020-02-03 | Common | M | 600 | $46.21 | Acquired | 6434 | Direct |
| 2020-02-03 | Common | S | 600 | $147.02 | Disposed | 5834 | Direct |
| 2020-02-03 | Common | M | 1357 | $96.09 | Acquired | 7191 | Direct |
| 2020-02-03 | Common | S | 200 | $146.44 | Disposed | 6991 | Direct |
| 2020-02-03 | Common | S | 1157 | $148.24 | Disposed | 5834 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-03 | Employee Stock Option (Right to Buy) | $46.21 | M | 600 | Disposed | 2020-04-18 | Common (600.0) | Direct |
| 2020-02-03 | Employee Stock Option (Right to Buy) | $96.09 | M | 1357 | Disposed | 2020-04-20 | Common (1357.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 1571.28 | Direct |
Footnotes
F1: The sale of 833 shares reported on this Form 4 was effected pursuant to a previously established Rule 10b5-1 trading plan.
F2: The exercise of stock options on this Form 4 was effected pursuant to a previously established Rule 10b5-1 trading plan. Mr. DiCamillo exercised a non-employee director stock option that was due to expire on 4/18/2020 and a non-employee director stock option that was due to expire on 4/20/2020.
F3: The sale of the 200 shares and 1,157 shares were effected pursuant to a previously established 10b5-1 trading plan at prices ranging from $146.04 to $146.84 and $147.82 to $148.50, respectively. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
F4: As of 12/31/19, the latest date for which information is reasonably available, there are 1,571.28 shares held in the account of the undersigned pursuant to a borker-administered dividend reinvestment plan.