WHIRLPOOL CORP /DE/ — Director's Dealing 2020

Feb 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2020-02-19

Reporting Person: Brega Joao Carlos (EXECUTIVE VICE PRESIDENT)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-19	Common Stock	M	404	—	Acquired	15870	Direct
2020-02-19	Common Stock	M	1039	—	Acquired	16909	Direct
2020-02-20	Common Stock	M	389	—	Acquired	17298	Direct
2020-02-20	Common	M	7500	—	Acquired	24798	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-19	Restricted Stock Units	$	M	404	Disposed		Common Stock (404.0)	Direct
2020-02-19	Restricted Stock Units	$	M	1039	Disposed		Common Stock (1039.0)	Direct
2020-02-20	Restricted Stock Units	$	M	389	Disposed		Common Stock (389.0)	Direct
2020-02-20	Restricted Stock Units	$	M	7500	Disposed		Common (7500.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2082.50	Direct

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as 2/19/2021.

F2: Vesting of performance-based restricted stock unit for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan.

F3: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F4: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2022.

F5: As of 1/31/20, the latest date for which information is reasonably available, there are 2082.50 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.