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WHIRLPOOL CORP /DE/ Director's Dealing 2020

Feb 21, 2020

31015_dirs_2020-02-21_f5a5bf04-cf03-41d2-8eb8-ef4b0bd8346c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2020-02-19

Reporting Person: Wu Shengpo (EVP AND PRESIDENT, ASIA)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-19 Common Stock M 286 Acquired 5829 Direct
2020-02-19 Common Stock F 49 $147.22 Disposed 5780 Direct
2020-02-19 Common Stock D 143 Disposed 5637 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-19 Restricted Stock Units $ M 286 Disposed Common Stock (286.0) Direct
2020-02-19 Deferred Stock $ A 143 Acquired Common Stock (143.0) Direct

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/19/2021.

F2: Upon the vesting of restricted stock units on 2/19/2020, the reporting person deferred the receipt of 143 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 143 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.