WHIRLPOOL CORP /DE/ — Director's Dealing 2020

Feb 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2020-02-20

Reporting Person: Liotine Joseph T. (EXEC VICE PRESIDENT & PRES NA)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-20	Common Stock	M	669	—	Acquired	19067	Direct
2020-02-20	Common Stock	F	147	$149.08	Disposed	18920	Direct
2020-02-20	Common Stock	D	167	—	Disposed	18753	Direct
2020-02-20	Common Stock	M	7500	—	Acquired	26253	Direct
2020-02-20	Common Stock	F	2989	$149.08	Disposed	23264	Direct
2020-02-20	Common Stock	M	1787	—	Acquired	25051	Direct
2020-02-20	Common Stock	F	521	$149.08	Disposed	24530	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-20	Restricted Stock Units	$	M	669	Disposed		Common Stock (669.0)	Direct
2020-02-20	Deferred Stock	$	A	167	Acquired		Common Stock (167.0)	Direct
2020-02-20	Restricted Stock Units	$	M	7500	Disposed		Common (7500.0)	Direct
2020-02-20	Restricted Stock Units	$	M	1787	Disposed		Common (1787.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1606.63	Indirect

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Upon the vesting of restricted stock units on 02/20/2020, the reporting person deferred the receipt of 167 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 167 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F3: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/22.

F4: Vesting of performance-based restricted stock unit award for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.