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WHIRLPOOL CORP /DE/ — Director's Dealing 2020
Feb 24, 2020
31015_dirs_2020-02-24_8045b275-754b-40e5-afd1-0ae8531f99ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2020-02-20
Reporting Person: Peters James W (EXEC VICE PRESIDENT AND CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-20 | Common | M | 3723 | — | Acquired | 19163 | Direct |
| 2020-02-20 | Common | F | 693 | $149.08 | Disposed | 18470 | Direct |
| 2020-02-20 | Common | D | 1303 | — | Disposed | 17167 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-20 | Restricted Stock Units | $ | M | 3723 | Disposed | Common (3723.0) | Direct | |
| 2020-02-20 | Deferred Stock | $ | A | 1303 | Acquired | Common Stock (1303.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3832.94 | Indirect |
Footnotes
F1: Vesting of performance-based restricted stock unit award for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.
F2: Upon the vesting of performance-based restricted stock units on 02/20/2020, the reporting person deferred the receipt of 1,303 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 1,303 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.