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WHIRLPOOL CORP /DE/ Director's Dealing 2020

Feb 24, 2020

31015_dirs_2020-02-24_8045b275-754b-40e5-afd1-0ae8531f99ed.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2020-02-20

Reporting Person: Peters James W (EXEC VICE PRESIDENT AND CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-20 Common M 3723 Acquired 19163 Direct
2020-02-20 Common F 693 $149.08 Disposed 18470 Direct
2020-02-20 Common D 1303 Disposed 17167 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-02-20 Restricted Stock Units $ M 3723 Disposed Common (3723.0) Direct
2020-02-20 Deferred Stock $ A 1303 Acquired Common Stock (1303.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3832.94 Indirect

Footnotes

F1: Vesting of performance-based restricted stock unit award for the 2017-2019 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.

F2: Upon the vesting of performance-based restricted stock units on 02/20/2020, the reporting person deferred the receipt of 1,303 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 1,303 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.