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WHIRLPOOL CORP /DE/ Director's Dealing 2019

Feb 20, 2019

31015_dirs_2019-02-20_bad0d4eb-cd22-4554-a3f7-82a0eb3336c0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2019-02-15

Reporting Person: Nochowitz Matthew (Vice President and Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-15 Common Stock M 253 Acquired 8833.23 Direct
2019-02-15 Common Stock F 88 $139.36 Disposed 8745.23 Direct
2019-02-18 Common Stock M 567 Acquired 9312.23 Direct
2019-02-18 Common Stock F 164 $139.36 Disposed 9148.23 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-15 Restricted Stock Units $ M 253 Disposed Common (253.0) Direct
2019-02-18 Restricted Stock Units $ M 567 Disposed Common Stock (567.0) Direct
2019-02-18 Restricted Stock Units $ A 1656 Acquired Common Stock (1656.0) Direct

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: As of 12/31/2018, the latest date for which information is reasonably available, there are 521.22 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan, which shares are included in this total.

F4: Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares: one-third on 3/1/2020; one-third on 3/1/2021; and one-third on 3/1/2022.