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WHIRLPOOL CORP /DE/ — Director's Dealing 2019
Feb 20, 2019
31015_dirs_2019-02-20_bad0d4eb-cd22-4554-a3f7-82a0eb3336c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2019-02-15
Reporting Person: Nochowitz Matthew (Vice President and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-15 | Common Stock | M | 253 | — | Acquired | 8833.23 | Direct |
| 2019-02-15 | Common Stock | F | 88 | $139.36 | Disposed | 8745.23 | Direct |
| 2019-02-18 | Common Stock | M | 567 | — | Acquired | 9312.23 | Direct |
| 2019-02-18 | Common Stock | F | 164 | $139.36 | Disposed | 9148.23 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-15 | Restricted Stock Units | $ | M | 253 | Disposed | Common (253.0) | Direct | |
| 2019-02-18 | Restricted Stock Units | $ | M | 567 | Disposed | Common Stock (567.0) | Direct | |
| 2019-02-18 | Restricted Stock Units | $ | A | 1656 | Acquired | Common Stock (1656.0) | Direct |
Footnotes
F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3: As of 12/31/2018, the latest date for which information is reasonably available, there are 521.22 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan, which shares are included in this total.
F4: Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares: one-third on 3/1/2020; one-third on 3/1/2021; and one-third on 3/1/2022.