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WHIRLPOOL CORP /DE/ — Director's Dealing 2019
Feb 20, 2019
31015_dirs_2019-02-20_ac84bec8-a936-42b6-84c5-c4c3e3292b42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2019-02-15
Reporting Person: Brega Joao Carlos (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-15 | Common Stock | M | 377 | — | Acquired | 22814 | Direct |
| 2019-02-18 | Common Stock | M | 845 | — | Acquired | 23659 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-15 | Restricted Stock Units | $ | M | 377 | Disposed | Common Stock (377.0) | Direct | |
| 2019-02-18 | Restricted Stock Units | $ | M | 845 | Disposed | Common Stock (845.0) | Direct | |
| 2019-02-18 | Employee Stock Option (Right to Buy) | $139.36 | A | 9869 | Acquired | 2029-02-18 | Common Stock (9869.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 1963.56 | Direct |
Footnotes
F1: Vesting of restricted stock unit made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3: As of 12/31/2018, the latest date for which information is reasonably available, there are 1,963,56 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.
F4: Options will vest and become exercisable as follows: one-third on 02/18/2020; one-third on 02/18/2021; and one-third on 02/18/2022.