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WHIRLPOOL CORP /DE/ Director's Dealing 2019

Feb 20, 2019

31015_dirs_2019-02-20_ac84bec8-a936-42b6-84c5-c4c3e3292b42.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2019-02-15

Reporting Person: Brega Joao Carlos (EXECUTIVE VICE PRESIDENT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-15 Common Stock M 377 Acquired 22814 Direct
2019-02-18 Common Stock M 845 Acquired 23659 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-15 Restricted Stock Units $ M 377 Disposed Common Stock (377.0) Direct
2019-02-18 Restricted Stock Units $ M 845 Disposed Common Stock (845.0) Direct
2019-02-18 Employee Stock Option (Right to Buy) $139.36 A 9869 Acquired 2029-02-18 Common Stock (9869.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common 1963.56 Direct

Footnotes

F1: Vesting of restricted stock unit made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: As of 12/31/2018, the latest date for which information is reasonably available, there are 1,963,56 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.

F4: Options will vest and become exercisable as follows: one-third on 02/18/2020; one-third on 02/18/2021; and one-third on 02/18/2022.