WHIRLPOOL CORP /DE/ — Director's Dealing 2019

Feb 20, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2019-02-15

Reporting Person: Peters James W (EXEC VICE PRESIDENT AND CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-15	Common Stock	M	255	—	Acquired	13287	Direct
2019-02-15	Common Stock	F	70.82	$139.36	Disposed	13216.18	Direct
2019-02-15	Common Stock	D	58.18	—	Disposed	13158	Direct
2019-02-18	Common Stock	M	573	—	Acquired	13731	Direct
2019-02-18	Common Stock	F	162	$139.36	Disposed	13569	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-02-15	Restricted Stock Units	$	M	255	Disposed		Common Stock (255.0)	Direct
2019-02-15	Deferred Stock	$	A	58.18	Acquired		Common Stock (58.18)	Direct
2019-02-18	Employee Stock Option (Right to Buy)	$139.36	A	21891	Acquired	2029-02-18	Common Stock (21891.0)	Direct
2019-02-18	Restricted Stock Units	$	M	573	Disposed		Common Stock (573.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3710.36	Indirect

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Vesting of performance-based restricted stock unit award for the 2016-2018 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule16b-3.

F3: Upon the vesting of restricted stock units granted to the reporting person on 02/15/2019, the reporting person deferred the receipt of 58.18 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 58.18 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F4: Options will vest and become exercisable as follows: one-third on 02/18/2020; one-third on 02/18/2021; and one-third on 02/18/2022.