WHIRLPOOL CORP /DE/ — Director's Dealing 2019

Feb 21, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2019-02-19

Reporting Person: Wu Shengpo (EVP AND PRESIDENT, ASIA)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-19	Common Stock	M	296	—	Acquired	3290	Direct
2019-02-19	Common Stock	F	56	$141.55	Disposed	3234	Direct
2019-02-19	Common Stock	D	148	—	Disposed	3086	Direct
2019-02-20	Common Stock	M	195	—	Acquired	3281	Direct
2019-02-20	Common Stock	F	73	$142.70	Disposed	3208	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-02-19	Restricted Stock Units	$	M	296	Disposed		Common Stock (296.0)	Direct
2019-02-19	Deferred Stock	$	A	148	Acquired		Common Stock (148.0)	Direct
2019-02-20	Restricted Stock Units	$	M	195	Disposed		Common Stock (195.0)	Direct

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.

F2: Upon the vesting of restricted stock units on 2/19/2019, the reporting person deferred the receipt of 148 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 148 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F3: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.