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WHIRLPOOL CORP /DE/ — Director's Dealing 2019
Feb 21, 2019
31015_dirs_2019-02-21_924aad34-2aa8-4576-967e-37b334bdef23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2019-02-19
Reporting Person: Nochowitz Matthew (Vice President and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-19 | Common Stock | M | 219 | — | Acquired | 9367.23 | Direct |
| 2019-02-19 | Common Stock | F | 65 | $141.55 | Disposed | 9302.23 | Direct |
| 2019-02-20 | Common Stock | M | 198 | — | Acquired | 9500.23 | Direct |
| 2019-02-20 | Common Stock | F | 58 | $142.70 | Disposed | 9442.23 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-19 | Restricted Stock Units | $ | M | 219 | Disposed | Common Stock (219.0) | Direct | |
| 2019-02-20 | Restricted Stock Units | $ | M | 198 | Disposed | Common Stock (198.0) | Direct |
Footnotes
F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.
F2: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one on 2/20/2020.
F3: As of 12/31/2018, the latest date for which information is reasonably available, there are 521.22 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan, which shares are included in this total.