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WHIRLPOOL CORP /DE/ Director's Dealing 2019

Feb 21, 2019

31015_dirs_2019-02-21_c2fe7964-60a7-4e7f-b313-949b71fc13ee.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2019-02-19

Reporting Person: Liotine Joseph T. (EXEC VICE PRESIDENT & PRES NA)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-19 Common Stock M 800 Acquired 18432 Direct
2019-02-19 Common Stock F 177.48 $141.55 Disposed 18254.52 Direct
2019-02-19 Common Stock D 197.52 Disposed 18057 Direct
2019-02-20 Common Stock M 669 Acquired 18726 Direct
2019-02-20 Common Stock F 150.925 $142.70 Disposed 18575.075 Direct
2019-02-20 Common Stock D 163.075 Disposed 18412 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-19 Restricted Stock Units $ M 800 Disposed Common Stock (800.0) Direct
2019-02-19 Deferred Stock $ A 197.52 Acquired Common Stock (197.52) Direct
2019-02-20 Restricted Stock Units $ M 669 Disposed Common Stock (669.0) Direct
2019-02-20 Deferred Stock $ A 163.075 Acquired Common Stock (163.075) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1555.25 Indirect

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares as follows: one-half on 2/19/2020 and one-half on 2/19/2021.

F2: Upon the vesting of restricted stock units on 2/19/2019, the reporting person deferred the receipt of 197.52 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 197.52 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F3: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on 2/20/2020.

F4: Upon the vesting of restricted stock units on 2/20/2019, the reporting person deferred the receipt of 163.075 shares of common stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 163.075 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.