WHIRLPOOL CORP /DE/ — Director's Dealing 2019

Sep 25, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2019-09-16

Reporting Person: Conley Christopher S (Vice President and Controller)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	635.945	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Options (Right to Buy)	$111.33	2023-02-18	Common Stock (292.0)		Direct
Employee Stock Options (Right to Buy)	$213.23	2025-02-16	Common Stock (275.0)		Direct
Employee Stock Options (Right to Buy)	$132.19	2026-02-15	Common Stock (619.0)		Direct
Employee Stock Options (Right to Buy)	$177.19	2027-02-20	Common Stock (461.0)		Direct
Employee Stock Options (Right to Buy)	$172.7	2028-02-19	Common Stock (568.0)		Direct
Restricted Stock Units	$		Common Stock (37.0)		Direct
Restricted Stock Units	$		Common Stock (1000.0)		Direct
Restricted Stock Units	$		Common Stock (82.0)		Direct
Restricted Stock Units	$		Common Stock (325.0)		Direct

Footnotes

F1: The options became exercisable in three substantially equal annual installments beginning on February 18, 2014.

F2: The options became exercisable in three substantially equal annual installments beginning on February 16, 2016.

F3: The options became exercisable in three substantially equal annual installments beginning on February 15, 2017.

F4: The options became exercisable in three substantially equal annual installments beginning on February 20, 2018 and the remaining installment will become exercisable on February 20, 2020.

F5: The options became exercisable in three substantially equal annual installments beginning on February 19, 2019 and the remaining installments will become exercisable on February 19, 2020 and February 19, 2021.

F6: The restricted stock units, granted on February 20, 2017 in the amount of 114 restricted stock units, have one remaining vest date, February 20, 2020, in the amount of 37 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date.

F7: The restricted stock units, granted on February 19, 2018, will vest on February 19, 2021 and convert one-for-one to shares on that date.

F8: The restricted stock units, granted on February 19, 2018 in the amount of 126 restricted stock units, have two remaining vest dates, February 19, 2020 and February 19, 2021 and will vest and convert one-for-one to shares on those dates.

F9: The restricted stock units, granted on February 18, 2019, will vest in increments of one-third of the original grant on each date, February 18, 2020, February 18, 2021, and February 18, 2022 and convert one-for-one to shares on those dates.