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WHIRLPOOL CORP /DE/ Director's Dealing 2018

Feb 17, 2018

31015_dirs_2018-02-16_34d9f99f-3e08-4649-9e3a-687b5a474e36.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2018-02-15

Reporting Person: Liotine Joseph T. (EXEC VICE PRESIDENT & PRES NAR)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-15 Common Stock M 600 Acquired 13893 Direct
2018-02-15 Common Stock F 182 $176.74 Disposed 13711 Direct
2018-02-15 Common Stock M 199 Acquired 13910 Direct
2018-02-15 Common Stock D 199 Disposed 13711 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-15 Restricted Stock Units $ M 600 Disposed Common (600) Direct
2018-02-15 Restricted Stock Units $ M 199 Disposed Common (199) Direct
2018-02-15 Deferred Stock $ A 199 Acquired Common (199) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1504.574 Indirect

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Upon the vesting of restricted stock units granted to the reporting person on 02/15/2018, the reporting person deferred the receipt of 199 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 199 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F3: Remaining restricted stock units will vest and convert one-for-one to shares on 02/15/2019.