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WHIRLPOOL CORP /DE/ Director's Dealing 2018

Feb 22, 2018

31015_dirs_2018-02-21_eb536b5d-ad2d-4eb5-9336-b63d3483acc8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2018-02-16

Reporting Person: Berrozpe Esther F (EXECUTIVE VICE PRESIDENT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-16 Common Stock M 292 Acquired 16356 Direct
2018-02-16 Common Stock F 130 $172.70 Disposed 16226 Direct
2018-02-19 Common Stock M 231 Acquired 16457 Direct
2018-02-19 Common Stock F 103 $172.70 Disposed 16354 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-16 Restricted Stock Units $ M 292 Disposed Common (292) Direct
2018-02-19 Restricted Stock Units $ M 231 Disposed Common (231) Direct
2018-02-19 Restricted Stock Units $ A 1620 Acquired Common (1620) Direct
2018-02-19 Employee Stock Option (Right to Buy) $172.70 A 7298 Acquired 2028-02-19 Common (7298) Direct

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.

F4: Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.