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WHIRLPOOL CORP /DE/ — Director's Dealing 2018
Feb 22, 2018
31015_dirs_2018-02-21_5fe3699b-71d5-48f0-95e9-25a8c20ad293.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2018-02-16
Reporting Person: Brega Joao Carlos (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-16 | Common Stock | M | 298 | — | Acquired | 20492 | Direct |
| 2018-02-19 | Common Stock | M | 236 | — | Acquired | 20728 | Direct |
| 2018-02-19 | Common Stock | M | 1306 | — | Acquired | 22034 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-16 | Restricted Stock Units | $ | M | 298 | Disposed | Common (298) | Direct | |
| 2018-02-19 | Restricted Stock Units | $ | M | 236 | Disposed | Common (236) | Direct | |
| 2018-02-19 | Restricted Stock Units | $ | M | 1306 | Disposed | Common (1306) | Direct | |
| 2018-02-19 | Restricted Stock Units | $ | A | 1226 | Acquired | Common (1226) | Direct | |
| 2018-02-19 | Employee Stock Option (Right to Buy) | $172.70 | A | 5523 | Acquired | 2028-02-19 | Common (5523) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1423.076 | Direct |
Footnotes
F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3: As of 12/31/2017, the latest date for which information is reasonably available, there are 1,423.076 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.
F4: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.
F5: Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.