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WHIRLPOOL CORP /DE/ Director's Dealing 2018

Feb 22, 2018

31015_dirs_2018-02-21_5fe3699b-71d5-48f0-95e9-25a8c20ad293.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2018-02-16

Reporting Person: Brega Joao Carlos (EXECUTIVE VICE PRESIDENT)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-16 Common Stock M 298 Acquired 20492 Direct
2018-02-19 Common Stock M 236 Acquired 20728 Direct
2018-02-19 Common Stock M 1306 Acquired 22034 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-02-16 Restricted Stock Units $ M 298 Disposed Common (298) Direct
2018-02-19 Restricted Stock Units $ M 236 Disposed Common (236) Direct
2018-02-19 Restricted Stock Units $ M 1306 Disposed Common (1306) Direct
2018-02-19 Restricted Stock Units $ A 1226 Acquired Common (1226) Direct
2018-02-19 Employee Stock Option (Right to Buy) $172.70 A 5523 Acquired 2028-02-19 Common (5523) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1423.076 Direct

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: As of 12/31/2017, the latest date for which information is reasonably available, there are 1,423.076 shares held in the account of the undersigned pursuant to the broker-administered dividend reinvestment plan.

F4: Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.

F5: Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.