WHIRLPOOL CORP /DE/ — Director's Dealing 2018

Feb 22, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2018-02-16

Reporting Person: Peters James W (EXEC VICE PRESIDENT AND CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-16	Common Stock	M	113	—	Acquired	10111	Direct
2018-02-16	Common Stock	F	38	$172.70	Disposed	10073	Direct
2018-02-16	Common Stock	M	37	—	Acquired	10110	Direct
2018-02-16	Common Stock	D	37	—	Disposed	10073	Direct
2018-02-19	Common Stock	M	119	—	Acquired	10192	Direct
2018-02-19	Common Stock	F	40	$172.70	Disposed	10152	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-02-16	Rerstricted Stock Units	$	M	113	Disposed		Common (113)	Direct
2018-02-16	Restricted Stock Units	$	M	37	Disposed		Common (37)	Direct
2018-02-16	Deferred Stock	$	A	37	Acquired		Common (37)	Direct
2018-02-19	Restricted Stock Units	$	M	119	Disposed		Common (119)	Direct
2018-02-19	Employee Stock Option (Right to Buy)	$172.70	A	21191	Acquired	2028-02-19	Common (21191)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2127.518	Indirect

Footnotes

F1: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Upon the vesting of restricted stock units granted to the reporting person on 02/16/2018, the reporting person deferred the receipt of 37 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 37 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock is payable following the reporting person's termination of employment with Whirlpool Corporation.

F3: Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F4: Options will vest and become exercisable as follows: one-third on 02/19/2019; one-third on 02/19/2020; and one-third on 02/19/2021.