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WHIRLPOOL CORP /DE/ — Director's Dealing 2018
Aug 7, 2018
31015_dirs_2018-08-07_80997414-f41c-4ad0-9c12-e14bf1e0a455.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2018-08-01
Reporting Person: Nochowitz Matthew (Vice President and Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 8422.648 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $71.03 | 2022-02-20 | Common (375.0) | Direct | |
| Employee Stock Option (Right to Buy) | $111.33 | 2023-02-18 | Common (1376.0) | Direct | |
| Employee Stock Option (Right to Buy) | $138.56 | 2024-02-17 | Common (1771.0) | Direct | |
| Employee Stock Option (Right to Buy) | $213.23 | 2025-02-16 | Common (1553.0) | Direct | |
| Employee Stock Option (Right to Buy) | $132.19 | 2026-02-15 | Common (3266.0) | Direct | |
| Employee Stock Option (Right to Buy) | $177.19 | 2027-02-20 | Common (2427.0) | Direct | |
| Employee Stock Option (Right to Buy) | $172.7 | 2028-02-19 | Common (2899.0) | Direct | |
| Restricted Stock Units | $ | Common (2500.0) | Direct | ||
| Restricted Stock Units | $ | Common (253.0) | Direct | ||
| Restricted Stock Units | $ | Common (396.0) | Direct | ||
| Restricted Stock Units | $ | Common (2500.0) | Direct | ||
| Restricted Stock Units | $ | Common (643.0) | Direct |
Footnotes
F1: The option became exercisable in three substantially equal annual installments beginning on February 20, 2013.
F2: The option became exercisable in three substantially equal annual installments beginning on February 18, 2014.
F3: The option became exercisable in three substantially equal annual installments beginning on February 17, 2015.
F4: The option became exercisable in three substantially equal annual installments beginning on February 16, 2016.
F5: The option became exercisable in three substantially equal annual installments beginning on February 15, 2017 and the remaining installment will become exercisable on February 15, 2019.
F6: The option became exercisable in three substantially equal annual installments beginning on February 20, 2018 and the remaining installments will become exercisable on February 20, 2019 and February 20, 2020.
F7: The option becomes exercisable in three substantially equal annual installments beginning on February 19, 2019.
F8: The restricted stock units, granted on April 1, 2014 in the amount of 7,500 restricted stock units, have one remaining vesting date on April 1, 2019 in the amount of 2,500 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date.
F9: The restricted stock units, granted on February 15, 2016 in the amount of 767 restricted stock units, have one remaining vesting date on February 15, 2019 in the amount of 253 restricted stock units. The remaining restricted stock units will vest and convert one-for-one to shares on that date.
F10: The restricted stock units, granted on February 20, 2017 in the amount of 603 restricted stock units, vest in three equal installments beginning on February 20, 2018. The remaining restricted stock units will vest and convert one-for-one to shares as follows: one-third of the original grant on February 20, 2019 and one-third of the original grant on February 20, 2020.
F11: The restricted stock units, granted on February 19, 2018, will vest on February 19, 2021 and convert one-for-one to shares.
F12: The restricted stock units, granted on February 19, 2018, will vest and convert one-for-one to shares as follows: one-third of the original grant on February 19, 2019, one-third of the original grant on February 19, 2020, and one-third of the original grant on February 19, 2021.