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WHIRLPOOL CORP /DE/ Director's Dealing 2018

Nov 15, 2018

31015_dirs_2018-11-15_914ca595-dc76-403d-93f4-55952f73df63.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2018-11-13

Reporting Person: FETTIG JEFF M (Director, Chairman of the Board)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-07 Common Stock G 4311 $0.00 Disposed 0 Direct
2018-03-07 Common Stock G 4311 $0.00 Acquired 10328 Indirect
2018-03-27 Common Stock G 17900 $0.00 Disposed 17900 Indirect
2018-03-27 Common Stock G 17900 $0.00 Acquired 28228 Indirect
2018-04-02 Common Stock G 28000 $0.00 Disposed 228 Indirect
2018-04-02 Common Stock G 28000 $0.00 Acquired 28000 Indirect
2018-05-15 Common Stock G 190 $0.00 Disposed 38 Indirect
2018-11-01 Common Stock G 71862 $0.00 Disposed 38138 Indirect
2018-11-01 Common Stock G 71862 $0.00 Acquired 71900 Indirect
2018-11-01 Common Stock G 56974 $0.00 Disposed 0 Indirect
2018-11-01 Common Stock G 56974 $0.00 Disposed 128874 Indirect
2018-11-13 Common Stock M 300000 $31.82 Acquired 300000 Direct
2018-11-13 Common Stock F 95212 $116.95 Disposed 204788 Direct
2018-11-13 Common Stock F 81625 $116.95 Disposed 47249 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-11-13 Employee Stock Option (Right to Buy) $31.82 M 300000 Disposed 2019-02-16 Common Stock (300000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7980.678 Indirect

Footnotes

F1: Mr. Fettig exercised an employee stock option that was due to expire on February 16, 2019 resulting in his net acquisition of 123,163 shares.

F2: Shares withheld for taxes.

F3: Shares tendered by attestation in payment of the exercise price.

F4: Options vested and became exercisable as follows: one third on 2/16/2010; One third on 02/16/2011; one third on 02/16/2012.