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WHIRLPOOL CORP /DE/ — Director's Dealing 2018
Nov 15, 2018
31015_dirs_2018-11-15_914ca595-dc76-403d-93f4-55952f73df63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2018-11-13
Reporting Person: FETTIG JEFF M (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-07 | Common Stock | G | 4311 | $0.00 | Disposed | 0 | Direct |
| 2018-03-07 | Common Stock | G | 4311 | $0.00 | Acquired | 10328 | Indirect |
| 2018-03-27 | Common Stock | G | 17900 | $0.00 | Disposed | 17900 | Indirect |
| 2018-03-27 | Common Stock | G | 17900 | $0.00 | Acquired | 28228 | Indirect |
| 2018-04-02 | Common Stock | G | 28000 | $0.00 | Disposed | 228 | Indirect |
| 2018-04-02 | Common Stock | G | 28000 | $0.00 | Acquired | 28000 | Indirect |
| 2018-05-15 | Common Stock | G | 190 | $0.00 | Disposed | 38 | Indirect |
| 2018-11-01 | Common Stock | G | 71862 | $0.00 | Disposed | 38138 | Indirect |
| 2018-11-01 | Common Stock | G | 71862 | $0.00 | Acquired | 71900 | Indirect |
| 2018-11-01 | Common Stock | G | 56974 | $0.00 | Disposed | 0 | Indirect |
| 2018-11-01 | Common Stock | G | 56974 | $0.00 | Disposed | 128874 | Indirect |
| 2018-11-13 | Common Stock | M | 300000 | $31.82 | Acquired | 300000 | Direct |
| 2018-11-13 | Common Stock | F | 95212 | $116.95 | Disposed | 204788 | Direct |
| 2018-11-13 | Common Stock | F | 81625 | $116.95 | Disposed | 47249 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-13 | Employee Stock Option (Right to Buy) | $31.82 | M | 300000 | Disposed | 2019-02-16 | Common Stock (300000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7980.678 | Indirect |
Footnotes
F1: Mr. Fettig exercised an employee stock option that was due to expire on February 16, 2019 resulting in his net acquisition of 123,163 shares.
F2: Shares withheld for taxes.
F3: Shares tendered by attestation in payment of the exercise price.
F4: Options vested and became exercisable as follows: one third on 2/16/2010; One third on 02/16/2011; one third on 02/16/2012.
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