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WHIRLPOOL CORP /DE/ — Director's Dealing 2017
Feb 23, 2017
31015_dirs_2017-02-22_931a9e3c-1cf0-42b5-9104-30697dff6b17.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2017-02-20
Reporting Person: Bitzer Marc R (Director, PRES & CHIEF OPERATING OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-20 | Common Stock | M | 7527 | — | Acquired | 7527 | Direct |
| 2017-02-20 | Common Stock | F | 2662 | $177.19 | Disposed | 4865 | Direct |
| 2017-02-20 | Common Stock | M | 12500 | — | Acquired | 17365 | Direct |
| 2017-02-20 | Common Stock | F | 5481 | $177.19 | Disposed | 11884 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-20 | Restricted Stock Units | $ | M | 7527 | Disposed | Common (7527) | Direct | |
| 2017-02-20 | Restricted Stock Units | $ | M | 12500 | Disposed | Common (12500) | Direct | |
| 2017-02-20 | Employee Stock Options (Right to Buy) | $177.19 | A | 47694 | Acquired | 2027-02-20 | Common (47694) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52822 | Indirect |
| Common Stock | 332 | Indirect |
| Common Stock | 758.874 | Indirect |
Footnotes
F1: Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F2: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
F3: Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.
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