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WHIRLPOOL CORP /DE/ Director's Dealing 2017

Feb 23, 2017

31015_dirs_2017-02-22_931a9e3c-1cf0-42b5-9104-30697dff6b17.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: WHIRLPOOL CORP /DE/ (WHR)
CIK: 0000106640
Period of Report: 2017-02-20

Reporting Person: Bitzer Marc R (Director, PRES & CHIEF OPERATING OFFICER)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-20 Common Stock M 7527 Acquired 7527 Direct
2017-02-20 Common Stock F 2662 $177.19 Disposed 4865 Direct
2017-02-20 Common Stock M 12500 Acquired 17365 Direct
2017-02-20 Common Stock F 5481 $177.19 Disposed 11884 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-20 Restricted Stock Units $ M 7527 Disposed Common (7527) Direct
2017-02-20 Restricted Stock Units $ M 12500 Disposed Common (12500) Direct
2017-02-20 Employee Stock Options (Right to Buy) $177.19 A 47694 Acquired 2027-02-20 Common (47694) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 52822 Indirect
Common Stock 332 Indirect
Common Stock 758.874 Indirect

Footnotes

F1: Vesting of performance-based restricted stock unit for the 2014-2016 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F2: Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.

F3: Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.